Compliant Communication and More

By Advisor.ca and Investment Executive

Get compliance insights from industry experts.

This compilation of articles from Advisor.ca and Investment Executive, based on expert sources, provides financial advisors with compliance considerations related to marketing, communicating with clients, and advisory obligations, including those from the client-focused reforms.

In the opinion of CE Corner, the content of this session aligns with FSRA’s requirements for Life and Accident & Sickness credits. However, it remains the responsibility of the individual license holder to check FSRA credits and confirm suitability.